Shared organisation principals and representatives

Officer-name search and resolved officer-appointment resources return the companies, roles, appointment dates, and resignation dates associated with a resolved UK officer; PSC notification resources likewise return associated companies and dated natures of control. This identifies shared recorded principals without converting the shared role into common control.

For a name- or CRD-resolved individual, BrokerCheck reports current and former registered firms and employment entries with roles and dates; covered firm reports identify direct owners and executive officers. Cross-resolution can identify firms sharing the same resolved covered principal without treating registration or employment as ownership.

Public Form ADV Schedule A/B full files can be joined and searched by owner name or OwnerID across adviser organisations and return legal name, title/status, ownership code, control indicator, and FilingID. The result is limited to the adviser-reporting universe and preserves each organisation-side role.

For a buyer-selected NMLS individual, the free public lookup returns employer legal name, sponsoring company, and associated branch. It can identify covered organisations sharing a resolved regulated professional while preserving employer, sponsor, and branch as different relationship types.

Florida's reusable full corporate files allow a resolved officer name to be matched across covered corporation identifiers and preserve the coded title in each entity, annual-report dates, last-transaction date, and file vintage. Common names, professional agents, and stale rows require resolution and do not establish control.